Alternative Investment Funds

    Sophisticated investment vehicles for UHNIs with a minimum commitment of ₹1 Crore. Access private equity, hedge funds, and real estate.

    SEBI Classification of AIFs

    Category I

    Economic Growth Focus

    Funds that invest in startups, SMEs, social ventures, or infrastructure. The government considers these socially or economically desirable.

    • Venture Capital Funds
    • SME Funds
    • Social Venture Funds
    • Infrastructure Funds

    Category II

    Private Equity / Debt

    Funds that do not take leverage or borrowing other than to meet day-to-day operational requirements. This is the largest category.

    • Private Equity Funds
    • Debt Funds
    • Real Estate Funds
    • Distressed Asset Funds

    Category III

    Complex Strategies

    Funds that employ diverse or complex trading strategies and may employ leverage including through investment in listed or unlisted derivatives.

    • Hedge Funds
    • PIPE Funds

    Category I vs II vs III at a Glance

    Category ICategory IICategory III
    FocusStartups, SMEs, infrastructurePrivate equity, debt, real estateComplex/listed strategies, hedge funds
    LeverageNot permitted beyond day-to-day needsNot permitted beyond day-to-day needsPermitted, can be significant
    Typical minimum ticket₹1 crore₹1 crore₹1 crore
    TaxationPass-through to investorPass-through to investorTaxed at fund level, ~42.7% on business income

    Taxation of AIFs

    Cat I & II (Pass Through)

    These funds have "Pass Through Status" under Section 115UB of the Income Tax Act. The income is taxed in the hands of the investor, not the fund.

    • Business Income: Taxed at fund level (rare).
    • Capital Gains/Other: Taxed at investor's slab/rates.
    • TDS: 10% deducted by the fund on distributions under Section 194LBB.

    Cat III (Fund Level)

    These funds do NOT have pass-through status. The tax is paid by the fund itself.

    • Tax Rate: Highest Marginal Rate (approx 42.7%) on business income.
    • Capital Gains: Taxed as per equity/debt norms at fund level.
    • Post-Tax: Returns are handed to investors tax-free.

    An 18% GST applies on AIF management and set-up fees.

    Who AIFs Are Built For

    AIFs carry a minimum ₹1 crore ticket and are best suited to investors who already have a diversified core—including mutual funds and adequate emergency reserves—and are looking for a satellite allocation to a genuinely differentiated, uncorrelated asset class.

    Investors need to be comfortable with multi-year lock-ins and illiquidity, and should understand the typical "J-curve" cash-flow shape: an initial drawdown period, followed by income, with exit-driven returns often concentrated in the fund's later years.

    An AIF is generally a poor fit if the capital might be needed back within the fund's lock-in period, or if this would be a first allocation beyond mutual funds and fixed deposits.

    Money n Wealth can help assess whether an AIF belongs in the portfolio at all, then compare manager experience, strategy differentiation, liquidity terms, drawdown schedules, fees and tax treatment before facilitating tailored access.

    Investment Process for AIFs

    01

    Profile Assessment

    Evaluating your risk appetite, liquidity needs, and investment horizon (usually 3-7 years).

    02

    Fund Selection

    Curating top-performing funds with a proven track record, expert fund managers, and robust governance structures.

    03

    Capital Commitment

    Committing capital which is drawn down in tranches over the investment period as opportunities arise.

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